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Early Orthodontic Treatment What Is Phase 1?

Phase 1 is a short, focused round of orthodontic care for children who still have a mix of baby teeth and new adult teeth, usually somewhere between ages 7 and 10.

Instead of straightening every tooth, Phase 1 targets one or two specific problems while your child's jaw is still growing, which is when those problems are easiest to correct. Think of it as building a strong foundation: making room for adult teeth, helping the upper and lower jaws fit together, and steering growth in the right direction.

At Plymouth Orthodontics, we only recommend Phase 1 when waiting would make a problem harder to fix later. Many children don't need it at all. For the ones who do, acting at the right time can make the rest of their orthodontic care simpler.

Two Phases, One Plan How Early Treatment Fits Together

Step 1 · Around Age 7

First Check-Up

The American Association of Orthodontists recommends every child have an orthodontic check-up by age 7. We look at how the teeth are coming in and how the jaws are growing. Most kids simply get a "see you later."

Step 2 · About Ages 7–10

Phase 1 Treatment

If a problem shouldn't wait, a short treatment, often about a year or less, corrects it. Common examples are a narrow upper jaw, a crossbite or front teeth that stick out.

Step 3 · Growing & Watching

Resting Period

The appliance comes off and the rest of the adult teeth come in on their own. We see your child for periodic check-ins to make sure everything stays on track.

Step 4 · Most Adult Teeth In

Phase 2 Treatment

If needed, braces or Invisalign fine-tune the position of every tooth and the final bite. Because the foundation is already in place, this phase can be shorter and simpler.

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Why Timing Matters Guiding Growth While It's Happening

Between about ages 7 and 10, a child's jaws are still growing, and growing bones can be gently guided. That makes these years a unique window. With early orthodontic treatment, an orthodontist can help the upper jaw grow to the right width, or help the upper and lower jaws grow into a better position with each other, so adult teeth have room to come in where they belong.

Once growth is finished, that window closes. The jaw bones are set, and the same problem can take longer, more involved treatment to correct. For some jaw problems, surgery may become the only way to fully fix it as an adult. A little help while your child is still growing can often prevent a much bigger fix later, which is why a well-timed check-up matters.

Signs to Watch For What Parents Can Spot at Home

  • icon for Early or Late Tooth Loss

    Early or Late Tooth Loss

    Baby teeth that fall out much earlier, or hang on much longer, than other kids' the same age.

  • icon for Thumb or Finger Sucking

    Thumb or Finger Sucking

    A habit that continues past the preschool years can push the front teeth forward and narrow the upper jaw.

  • icon for Mouth Breathing

    Mouth Breathing

    Breathing mostly through the mouth, day or night, can be linked to a narrow upper jaw.

  • icon for Crowded or Blocked Teeth

    Crowded or Blocked Teeth

    New adult teeth coming in crooked, overlapping or out of place because there isn't enough room.

  • icon for Trouble Biting or Chewing

    Trouble Biting or Chewing

    Difficulty biting into foods like apples or sandwiches, or chewing mostly on one side.

  • icon for A Bite That's Off

    A Bite That's Off

    A jaw that shifts to one side when your child closes, or top and bottom teeth that don't meet the way they should.

Noticed one of these? It doesn't automatically mean your child needs treatment. It's simply a good reason to schedule a check-up so we can take a look.

Grinning young boy standing against a doorframe at home while his mom marks his height with a pencil next to earlier growth marks

How Phase 1 Works We Watch, or We Guide

After your child's first check-up, there are usually two paths:

  • We watch. Many children don't need any treatment yet. We simply see them about every 6 to 12 months to keep an eye on how their teeth and jaws are growing. There's nothing to wear, just peace of mind that growth is on track.
  • We guide. If growth is heading in the wrong direction, we may recommend a simple appliance for a set amount of time to gently guide it back on course. Before anything begins, we'll show you what it does, how it works and how long it's needed.

Either way, you'll always know where your child's smile stands, what comes next and why.

Close-up of a young girl's smile showing new adult front teeth coming in beside smaller baby teeth

Common Phase 1 Tools What Your Child Might Wear

Phase 1 appliances are designed for growing smiles. Your child may need just one of these, or none at all:

Every plan is built around your child. We'll show you exactly what we recommend, why, and how long it should take.

Phase 1 vs. Phase 2 A Side-by-Side Look

Phase 1 Phase 2
Typical AgeAbout 7 to 10About 11 and up
Teeth PresentA mix of baby and adult teethMost or all adult teeth
Main GoalGuide jaw growth, make space and correct the biteLine up every tooth and finish the bite
Common ToolsA simple appliance to guide growth (like an expander), only if neededFull braces or Invisalign Teen
Typical LengthOften about a year or lessVaries by case, commonly about 1 to 2 years

Get All the FAQs Common Questions & Answers

The American Association of Orthodontists (AAO) recommends that every child have a first orthodontic evaluation by age 7, or sooner if a parent or family dentist notices a concern. At this age most children have a mix of baby and permanent teeth, so an orthodontist can see how the jaws are growing and where the adult teeth are headed.

An early visit doesn't mean your child will start braces right away. Most children we see at Plymouth Orthodontics simply need their growth watched. When a problem does need attention, finding it early lets us choose the right time to treat it, which can make later treatment shorter and simpler.

Smiling young child showing a gap-toothed smile with a mix of baby teeth and a new permanent front tooth, the stage when an orthodontic evaluation is recommended.

Phase 1 treatment, also called early orthodontic treatment or interceptive orthodontic treatment, is a first round of care for children who still have some baby teeth, usually between ages 6 and 10. Instead of perfecting the position of every tooth, it focuses on guiding jaw growth and making room for the permanent teeth while a child is still growing.

Because the jaws are still developing, some problems are easier to correct now than after growth slows down. That's why Phase 1 is recommended only for moderate to severe problems that are likely to get worse, or become harder to fix, if they wait.

Phase 1 treatment is used for bite and jaw problems that respond best while a child is still growing, including:

  • Crossbite: upper teeth that close inside the lower teeth, often because the upper jaw is too narrow
  • Underbite: lower front teeth that sit in front of the upper front teeth
  • Severe crowding: not enough room for the permanent teeth to come in
  • Protruding upper front teeth (overjet): teeth that are more likely to be chipped or injured in a fall
  • Deep bite: upper front teeth that cover too much of the lower front teeth
  • Open bite: front teeth that don't meet when the back teeth are closed, sometimes linked to thumb sucking or tongue thrusting

Most Phase 1 treatment lasts about 6 to 14 months. The exact length depends on the problem being corrected and how your child's jaws respond.

Close-up of a rapid palatal expander attached to the upper back teeth on a dental model of a child's jaw, a common appliance used in Phase 1 treatment.

Phase 1 doesn't always mean a full set of braces. Depending on the need, treatment may use a palatal expander to widen a narrow upper jaw, braces on only the front teeth, a space maintainer to save room for an adult tooth, or an appliance that helps break a thumb-sucking or tongue-thrust habit. Appliances can be fixed or removable and may be placed on one or both jaws.

When a child truly needs it, Phase 1 treatment uses natural growth to:

  • Guide jaw growth and balance the width of the upper and lower jaws
  • Create room for permanent teeth to come in more naturally
  • Lower the risk of chipped or broken front teeth
  • Reduce the chance of adult teeth becoming impacted (stuck under the gums)
  • Help stop habits such as thumb sucking that affect the bite
  • Improve some speech problems and boost a child's confidence in their smile
  • Make a second phase of treatment simpler or shorter

No. Most children don't need early treatment, and many common problems, like mild crowding, are best treated once the permanent teeth are in. At Plymouth Orthodontics, we recommend Phase 1 only when waiting would make a problem harder to correct or when early care will clearly improve the final result.

If your child doesn't need treatment yet, we'll keep an eye on their growth with periodic check-ups so treatment can begin at the right time.

When Phase 1 is complete, the appliances come off and your child enters a resting (observation) period. During this time we see them about every four to six months to watch the remaining permanent teeth come in, and a retainer may be recommended to hold the progress made.

Timeline graphic showing Phase 1 at ages 6 to 10, a resting period with check-ups every 4 to 6 months, then Phase 2 with braces or Invisalign.

Many children go on to Phase 2 Treatment with braces or Invisalign once their adult teeth have come in, to fine-tune the bite and alignment. Because Phase 1 already handled the jaw-level problems, that second phase is often more straightforward, and some children won't need it at all.

Many dental plans that include orthodontic benefits cover Phase 1 treatment, but coverage varies from plan to plan. Some plans have age limits, and many have a lifetime orthodontic maximum that is shared between Phase 1 and Phase 2, so it helps to know how your benefit will be used across both phases.

Our team is happy to check your benefits before treatment begins and walk you through your costs and payment options, so there are no surprises.

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Schedule Your First Visit We Look Forward to Meeting You

The best way to learn what orthodontic treatment could do for you or your child is to schedule a complimentary initial exam. We will determine the best course of treatment and answer all your questions. Book your initial appointment online now using the link below, or just simply call our office.

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